Compliance Officer High Risk Client & PEP Reviews – 6 months
Description
Risks and Compliance is an independent division which monitors the Bank's activities to ensure they are fully in compliance with all relevant laws, rules and regulations while always keeping a close eye on client's interests. The division is involved in the management of all the Bank's operations, monitoring its activities to keep them within the defined risk framework, and participates in the approval process for new developments in products and services. It is dedicated to supporting our Bank business lines at the same time as protecting the Bank's interests and reputation.
Mission
Handling the day-to-day spectrum of the review activities regarding High Risk Clients and Politically Exposed Persons (PEPs) of UBP Private Banking Zurich and Basel.
Challenges
Ensure adherence to applicable laws and regulations, including AML, CTF, Sanctions, anti-bribery and corruption laws, tax compliance as well as internal policies and procedures.
Main responsibilities
This is a 6-months role, 100%, based in Zurich
Education
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Education:
Master Degree
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Certification:
Degree in Law, Economics, Finance or Business Administration
Experience
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Years of experience:
3-7 : intermediate
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Experience required:
A minimum of 3 - 7 years’ experience as Compliance, AML and/or KYC specialist in Private Banking or similar role, very good understanding of risk management and controls
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Experience in private banking:
Mandatory
Language
Personal skills
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Swiss resident:
Mandatory
Strong analytical and communication skills Commercial awareness and solution focused
Ability to work independently and take decisions and set priorities
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