Compliance Quality Control Specialist

Zweigstelle
Geneva
Eintrittsdatum
01.06.2025
Art des Arbeitsvertrags
Permanent

Mission

The Compliance Quality Control Specialist will contribute to the execution of the quality control framework covering LoD 2 as well as LoD 1.5. Contribute to the bank's objective of maintaining a very high standard of risk control framework.


Main responsibilities

  • Review the quality and effectiveness of controls performed on various Compliance related activities (Financial Crime / WM Compliance, Asset Management, Financial Markets, Investors Protection, Tax Compliance, etc)
  • Communicate deficiencies in controls, quality and recommend corrective actions and improvements
  • Contribute to follow-up on the timely implementation of recommendations and actions plans
  • Work closely with Compliance, Business Risk & Controls Departments to ensure resolution of issues 
  • Produce quality control reports
  • Help to create and maintain team procedures, annual assurance plans and testing scripts
  • Collaborate with the bank's internal and external auditors
  • Contribute to the identification of key risks as well as to the Risk Control Self-Assessment process
  • Participate in ad-hoc projects and data analysis upon request by senior management


Personal skills

  • Autonomy
  • Rigor, curiosity
  • Detail-orientated
  • Team spirit
  • Communication, transparency


    Education

    • Education: Bachelor Degree
    • Certification: Business / Law

    Experience

    • Years of experience: 3-7 : intermediate
    • Experience in private banking: Mandatory

    Language

    • English: Fluent
    • French: Fluent

    OTHER

    • Swiss resident: Mandatory

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