Compliance Quality Control Specialist
- Ufficio
- Geneva
- Data di entrata in servizio
- 01.06.2025
- Tipo di contratto di lavoro
- Permanent
Mission
The Compliance Quality Control Specialist will contribute to the execution of the quality control framework covering LoD 2 as well as LoD 1.5. Contribute to the bank's objective of maintaining a very high standard of risk control framework.
Main responsibilities
- Review the quality and effectiveness of controls performed on various Compliance related activities (Financial Crime / WM Compliance, Asset Management, Financial Markets, Investors Protection, Tax Compliance, etc)
- Communicate deficiencies in controls, quality and recommend corrective actions and improvements
- Contribute to follow-up on the timely implementation of recommendations and actions plans
- Work closely with Compliance, Business Risk & Controls Departments to ensure resolution of issues
- Produce quality control reports
- Help to create and maintain team procedures, annual assurance plans and testing scripts
- Collaborate with the bank's internal and external auditors
- Contribute to the identification of key risks as well as to the Risk Control Self-Assessment process
- Participate in ad-hoc projects and data analysis upon request by senior management
Personal skills
Education
- Education: Bachelor Degree
- Certification: Business / Law
Experience
- Years of experience: 3-7 : intermediate
- Experience in private banking: Mandatory
Language
- English: Fluent
- French: Fluent
OTHER
- Swiss resident: Mandatory