Compliance Quality Control Specialist

Ufficio
Geneva
Data di entrata in servizio
01.06.2025
Tipo di contratto di lavoro
Permanent

Mission

The Compliance Quality Control Specialist will contribute to the execution of the quality control framework covering LoD 2 as well as LoD 1.5. Contribute to the bank's objective of maintaining a very high standard of risk control framework.


Main responsibilities

  • Review the quality and effectiveness of controls performed on various Compliance related activities (Financial Crime / WM Compliance, Asset Management, Financial Markets, Investors Protection, Tax Compliance, etc)
  • Communicate deficiencies in controls, quality and recommend corrective actions and improvements
  • Contribute to follow-up on the timely implementation of recommendations and actions plans
  • Work closely with Compliance, Business Risk & Controls Departments to ensure resolution of issues 
  • Produce quality control reports
  • Help to create and maintain team procedures, annual assurance plans and testing scripts
  • Collaborate with the bank's internal and external auditors
  • Contribute to the identification of key risks as well as to the Risk Control Self-Assessment process
  • Participate in ad-hoc projects and data analysis upon request by senior management


Personal skills

  • Autonomy
  • Rigor, curiosity
  • Detail-orientated
  • Team spirit
  • Communication, transparency


    Education

    • Education: Bachelor Degree
    • Certification: Business / Law

    Experience

    • Years of experience: 3-7 : intermediate
    • Experience in private banking: Mandatory

    Language

    • English: Fluent
    • French: Fluent

    OTHER

    • Swiss resident: Mandatory

  • Iscrivetevi alle nostre newsletter