It should be noted that, like the Base Prospectus dated 30 November 2020*, this Base Prospectus dated 30 November 2021 is not and does not purport to be considered an offer, invitation, recommendation or solicitation to conclude a transaction, acquire any Product or enter into any legal relations, and should not be treated as providing financial service or investment advice.
Neither the Products nor the Base Prospectus associated with them may be offered or distributed in any jurisdiction where such action is contrary to local law and/or the local regulations in force, or to any person to whom it would be unlawful to make such an offer or solicitation. No action has been or will be taken by Union Bancaire Privée, UBP SA that would permit a public offering or possession or distribution of the Products or any material in relation to the Products in any jurisdiction, including Switzerland unless otherwise defined in the Final Terms of a particular Product, in which action for that purpose is required. It is incumbent upon clients to ensure that they are allowed to access the Product information.
The Products may not be offered or sold in the United States of America or to U.S. persons at any time (as defined in Regulation S under the U.S. Securities Act of 1933, the CEA or the U.S. Internal Revenue Code). The Products have not been and will not be registered under the U.S. Securities Act of 1933, as amended, or the securities laws of any state in the United States and may be subject to United States tax requirements. The Products have also not been approved by the Commodity Futures Trading Commission nor are the Products intended for any U.S. Person as such term is defined for any purpose under the United States Commodity Exchange Act of 1936, as amended. A. In purchasing any Product, the investors represent and warrant that they are neither located in the United States of America nor U.S. persons and that they are not purchasing for the account or benefit of any such person. The Products may not be offered, sold, transferred or delivered without compliance with all applicable securities laws and regulations.
Clients are invited to carefully read Product documentation, namely this Base Prospectus, which may be amended or supplemented from time to time, together with the relevant Final Terms prepared for a particular Product containing the full legally binding terms and conditions.
* Base Prospectus dated 30 November 2020