1. Glossary > Legal & Compliance
  2. FINMA

FINMA is Switzerland’s independent financial-market regulator. Its mandate is to supervise banks, insurance companies, exchanges, securities dealers, collective investment schemes, and their asset managers and fund management companies. It also regulates distributors and insurance intermediaries. It is charged with protecting creditors, investors and policyholders. FINMA is responsible for ensuring that Switzerland’s financial markets function effectively. (From the FINMA website.)

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