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Posto :
Senior Compliance Officer
Ufficio :
Geneva
Data di entrata in servizio :
01.03.2022
Orario di lavoro :
80%
Dominio :
CC_Compliance
 

Senior Compliance Officer

Description

Risks and Compliance is an independent division which monitors the Bank's activities to ensure they are fully in compliance with all relevant laws, rules and regulations while always keeping a close eye on client's interests. The division is involved in the management of all the Bank's operations, monitoring its activities to keep them within the defined risk framework, and participates in the approval process for new developments in products and services. It is dedicated to supporting our Bank business lines at the same time as protecting the Bank's interests and reputation.

Mission

Ensure detection and monitoring of high risk transactions in an AML perspective and in respect of international sanctions. Execute other Compliance controls and monitoring tasks

Challenges

Good knowledge of AML;

Main responsabilities

Second level of control of High Risk Transactions alerts under AMLperspective:

Review of RM explanations on AML Alerts declarations ;

Evaluating plausibility of information and eventual supportive documentation;

Definition of corrective measures if required;

Eventual clarification procedure according to art 6 AML Law.

Second level of control of transactions under national and international sanctions or embargoes:

Support to Operations in identification of persons or entities under the scope of CH / UFAC / UN and EU sanctions in SWIFT or SIC messages;

Second level of control on Stelink hit reports;

Checking updates on Swiss sanctions lists;

Uploading of sanctions lists on a weekly basis.

Management ofblocked accounts:

Management of daily operations on blocked accounts;

Consider decision on unblocking accounts / transactions;

Periodical review of blockages’ reasons and necessity.

Others AML controls and monitoring;

Support to Group Compliance and PB on AML and sanctions matters.

Education

  • Education: Bachelor Degree
  • Certification: Law, finance, economy

Experience

  • Years of experience: 7-10 : senior
  • Experience in private banking: Mandatory

Language

  • English: Advanced
  • French: Fluent

Personal skills

  • Swiss resident: Mandatory

Prior experience in Compliance; Good knowledge of AML; Capacity to deal with several matters simultaneously; Capacity to work under pressure; Team spirit and good communication skills; Good analytical skills.

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