Career Vacancies
Position :
Compliance Trading
Office :
Start date :
Working hours :

Field :

Compliance Trading


Compliance Trading


To support the Compliance Officer in charge of Treasury and Trading


To be able to perform controls in a timely manner to meet regulatory requirements.

Main responsabilities

Provide Compliance support to the Treasury and Trading business :

  • Completion of the following level 2 controls :


- Best execution controls for the Group for all asset classes (equity, fixed income, listed derivatives and OTC derivatives) using Liquidmetrix

- Tarket abuse controls (back-up and support)

- Transaction reporting (CFTC 102A reporting in relation to US listed derivatives)

- Threshold monitoring at group level (in percentage of voting rights and in percentage of capital) using UBP proprietary tool 

  • Review and monitoring of internal regulatory framework
  • Drafting of internal regulations
  • Follow up of certain audit points in relation to treasury and trading activities



  • Education: Bachelor Degree
  • Certification: Economics
  • Technical skills: Bloomberg
  • IT Tools: excel


  • Years of experience: 3-7 : intermediate
  • Experience in private banking: Mandatory


  • English: Advanced

Personal skills

  • Swiss resident: Mandatory

Autonomous Team spirit

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This online recruitment system (hereinafter, ‘e-Recruitment Portal’ or ‘Portal’) is used by the Geneva headquarters of Union Bancaire Privée, UBP SA (hereinafter, ‘UBP’) in accordance with Swiss law, in particular with regard to data protection, and with the principles below. The e-Recruitment Portal allows any person (hereinafter, ‘Applicant’), excluding recruitment consultants and headhunters, to submit either an application for a vacancy listed on the Portal or an unsolicited application.

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